-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MCPht5lQOdOGoOmCXomM70ynvuqfJDc+s8fNl0Foh/IyzCJVN8Xvc/wmcK0e4zzP YMNWxJnxpiaB9ORv3LM1ZQ== 0001012870-97-000326.txt : 19970222 0001012870-97-000326.hdr.sgml : 19970222 ACCESSION NUMBER: 0001012870-97-000326 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ORACLE CORP /DE/ CENTRAL INDEX KEY: 0000777676 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942871189 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-37339 FILM NUMBER: 97535135 BUSINESS ADDRESS: STREET 1: 500 ORACLE PKWY CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 4155067000 MAIL ADDRESS: STREET 1: 500 ORACLE PARKWAY STREET 2: BOX 659506 CITY: REDWOOD CITY STATE: CA ZIP: 94065 FORMER COMPANY: FORMER CONFORMED NAME: ORACLE SYSTEMS CORP DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ELLISON LAWRENCE JOSEPH CENTRAL INDEX KEY: 0000901999 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 500 ORACLE PKWY CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 4155065100 SC 13G/A 1 SCHEDULE 13-G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 6) ORACLE CORPORATION ------------------------------------------------------------- (Name of Issuer) COMMON STOCK, PAR VALUE $.01 PER SHARE --------------------------------------------------- (Title of Class of Securities) 68389X105 ----------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement [_]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 Pages - ----------------------- --------------------- CUSIP NO. 68389X105 13G PAGE 2 OF 5 PAGES - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Lawrence Joseph Ellison - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 United States - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 150,769,628 (includes options to purchase 3,782,250 shares exercisable within 60 days of 12/31/96) SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 0 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 150,769,628 (includes options to purchase 3,782,250 shares exercisable within 60 days of 12/31/96) PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 0 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 150,769,628 (includes options to purchase 3,782,250 shares exercisable within 60 days of 12/31/96) - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 Not applicable - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 22.78% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 IN - ------------------------------------------------------------------------------ *SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 5 pages Page 3 of 5 Pages Item 1(a) Name of Issuer: Oracle Corporation Item 1(b) Address of Issuer's Principal Executive Offices: 500 Oracle Parkway, Redwood City, CA 94065 Item 2(a) Name of Person(s) Filing: Lawrence Joseph Ellison Item 2(b) Address of Principal Business Office: Same as Item 1(b) Item 2(c) Citizenship: United States Item 2(d) Title of Class of Securities: Common Stock, par value $.01 per share Preferred Stock Purchase Rights Item 2(e) CUSIP Number: 68389X105 Item 3 Type of Person: If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b), check whether the filing person is a: Not applicable Item 4 Ownership (a) Amount Beneficially Owned: 150,769,628 (includes options to purchase 3,782,250 shares exercisable within 60 days of December 31, 1996) (b) Percent of Class: 22.78% Page 4 of 5 Pages (c) Number of shares as to which such person has: i) sole power to vote or to direct the vote: 150,769,628 (of which 3,782,250 are options to purchase shares exercisable within 60 days of December 31, 1996) ii) shared power to vote or to direct the vote: 0 iii) sole power to dispose or to direct the disposition of: 150,769,628 (of which 3,782,250 are options to purchase shares exercisable within 60 days of December 31, 1996) iv) shared power to dispose or to direct the disposition of: 0 Item 5 Ownership of 5% or Less of a Class: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: Not applicable Item 6 Ownership of More than 5% on Behalf of Another Person: Not applicable Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: Not applicable Item 8 Identification and Classification of Members of the Group: Not applicable Item 9 Notice of Dissolution of the Group: Not applicable Item 10 Certification: Not applicable Page 5 of 5 Pages Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 14, 1997 ----------------- Signature: /s/ LAWRENCE J. ELLISON ------------------------- Lawrence J. Ellison, Chairman of the Board and Chief Executive Officer -----END PRIVACY-ENHANCED MESSAGE-----